16 Chapter 16: Subsistence and Political Systems
Subsistence and Political Systems
Nancy Phaup
By the end of this chapter, you will be able to:
- Identify the four modes of subsistence and describe the major activities associated with obtaining food in each system.
- Assess the ways in which subsistence systems are linked to expectations about gender roles.
- Categorize the social and economic characteristics associated with agriculture and describe the benefits and drawbacks of the agricultural subsistence system.
- Identify the four levels of socio-cultural integration (band, tribe, chiefdom, and state) and describe their characteristics.
- Compare systems of leadership in egalitarian and non-egalitarian societies.
Where does your food come from?
Think about the last meal you ate. Where did the ingredients come from? If it was a cheeseburger, where did the cow live and die? Now think about all the food you consume in a normal week. Can you identify the geographic origin of all the ingredients? In other words, how much do you know about the trip your food took to arrive at your plate? How much you know about where your food comes from would tell an anthropologist something about the subsistence system used in your community. A subsistence system is the set of practices used by members of a society to acquire food. If you are like me and you cannot say much about where your food comes from, then you are part of a society that separates food production from consumption, a recent development in the history of humans. People who come from nonagricultural societies have a more direct connection to their food and are likely to know where 100 percent of their food comes from.
Finding food each day is a necessity for every person no matter where that person lives, but food is not just a matter of basic survival. Humans assign symbolic meaning to food, observing cultural norms about what is considered “good” to eat and applying taboos against the consumption of other foods. Catholics may avoid meat during Lent, for instance, while Jewish and Islamic communities forbid the consumption of certain foods such as pork. In addition to these attitudes and preferences, every society has preferred methods for preparing food and for consuming it with others. The cultural norms and attitudes surrounding food and eating are known as foodways. By studying both the subsistence system used by a society to acquire food and the foodway associated with consuming it, anthropologists gain insight into the most important daily tasks in every society.
Studying Subsistence Systems
Modern anthropological studies of subsistence systems draw on insights and perspectives from several different fields, including biology, chemistry, and ecology, as well as a range of ethnographic techniques. This interdisciplinary perspective allows for cross-cultural comparison of human diets. In several decades of anthropological research on subsistence systems, anthropologists have observed that the quest for food affects almost every aspect of daily life. For instance, every person plays a role in society as a producer, distributor, or consumer of food (or all three!). In the journey of a fish from the sea to the plate, for instance, we can see that in some societies, the same person can fill more than one of those roles, while in other societies there is more specialization. In a small fishing village, the same person might catch the fish, distribute some extra to friends and family, and then consume the bounty that same day. In a city, the consumer of the fish at a fancy restaurant is not the same person who caught the fish. In fact, that person almost certainly has no knowledge of who caught, cleaned, distributed, and prepared the fish he or she is consuming. The web of social connections that we can trace through subsistence provide a very particular kind of anthropological insight into how societies function at their most basic level.
Modes of Subsistence
When anthropologists first began to examine subsistence systems, they started like scientists often do, with classification. Early on, anthropologists saw the benefit of grouping similar societies into types, or categories, based on the range of practices they used in the quest for food. These groupings allowed for comparisons between cultures. At a basic level, societies can be divided into those that have an immediate return system for finding food and those that have a delayed return system. The residents of a small fishing village who eat the fish they catch each day have an immediate return on their labor. Farmers who must wait several months between the time they plant seeds and the time they harvest have a delayed return system.
Beyond this basic division, anthropologists recognize four general types of food system known as modes of subsistence. The four modes of subsistence are foraging, pastoralism, horticulture, and agriculture. Each mode is defined by the tasks involved in obtaining food as well as the way members of the society are organized socially to accomplish these tasks. Because each mode of subsistence is tailored to particular ecological conditions, we can think of each culture’s subsistence system as an adaptation, or a set of survival strategies uniquely developed to suit a particular environment. Because culture shapes the way we view and interact with the environment, different societies can adapt to similar environments in different ways.
Can all societies be categorized neatly into one of these modes? No! In fact, almost every society combines one or more of these strategies into their subsistence practices. For example, in the United States there are individuals who participate in all of these subsistence modes, including foraging. When anthropologists analyze a subsistence system, they look for the dominant mode of subsistence, or the most typical way that members of a society procure food. So, while some people in the United States grow their own food or hunt wild animals, the dominant mode of subsistence is agriculture, and people obtain food primarily by purchasing it.
Socio-Political Systems
Like all human systems, a society’s subsistence system is intricately linked to other aspects of culture such as kinship, politics, and religion. For this reason this chapter will discuss the ways in which cultures around the world have organized both their subsistence strategies and also methods of socio-political organization. Although we can study these systems in isolation, it is important to remember that in the real world all aspects of culture overlap in complex ways. Consider harvest rituals, for example, which are religious ceremonies focused on improving the food supply. These rituals are shaped by religious beliefs as well as the demands and challenges of obtaining food. Likewise, subsistence systems are the economic base of every society. Working to put food on the table is the essential task of every family or household, and this work is the basis of a domestic economy that interacts with the modes of production and modes of exchange.
In 1975 Elman Service developed an influential scheme for categorizing the political character of societies that recognized four levels of socio-cultural integration: band, tribe, chiefdom, and state. A band is the smallest unit of political organization, consisting of only a few families and no formal leadership positions. Tribes have larger populations but are organized around family ties and have fluid or shifting systems of temporary leadership. Chiefdoms are large political units in which the chief, who usually is determined by heredity, holds a formal position of power. States are the most complex form of political organization and are characterized by a central government that has a monopoly over legitimate uses of physical force, a sizeable bureaucracy, a system of formal laws, and a standing military force.
Each of these forms of political integration can be further categorized as egalitarian, ranked, or stratified. Band societies (like foragers) and tribal societies generally are often “egalitarian”—there is no great difference in status or power between individuals and there are as many valued status positions in the societies as there are persons able to fill them. Chiefdoms are ranked societies; there are substantial differences in the wealth and social status of individuals based on how closely related they are to the chief. In ranked societies, there are a limited number of positions of power or status, and only a few can occupy them. State societies are stratified. There are large differences in the wealth, status, and power of individuals based on unequal access to resources and positions of power. Socio-economic classes, for instance, are forms of stratification in many state societies (Morton 1967).
A Closer Look at Foraging
“Why should we plant, when there are so many mongongos in the world?”—/Xashe, !Kung forager. Lee (1968)
Foraging is a mode of subsistence defined by its reliance on wild plant and animal food resources already available in the environment rather than on domesticated species that have been altered by human intervention. Foragers use a remarkable variety of practices to procure meals. Hunting for animal protein is central to the foraging lifestyle and pedestrian foragers collect their food on foot by capturing and consuming a wide variety of animals, from squirrels caught with a bow and arrow or blow dart to buffalo once killed by the dozens in communal hunts. Fishing is common in foraging societies closer to marine resources and can form the basis for acquiring protein in these communities. Aquatic foragers are known to exploit coastal shellfish and crab, to harvesting offshore resources such as deep sea fish and marine mammals such as whales and seals. The Kwakwaka’wakw fished, hunted and gathered according to the seasons, allowing them to accumulate preservable food and return to their winter villages for several months. The gathering part of the “hunting and gathering” lifestyle required expert knowledge of where plant resources can be found, when they will be best to harvest, and how to prepare them for consumption. Foraging is the only immediate return subsistence system.
Foraging societies also tend to have what is called a broad spectrum diet: a diet based on a wide range of resources. Many of the foods regularly eaten by foragers, such as insects and worms, would not necessarily be considered edible by many people in the United States. For example, many people do not know that earthworms are a good source of iron and high-quality protein, roughly equivalent to eggs. Foragers are scientists of their own ecosystems, having acquired extensive knowledge of the natural world through experience that allows them to exploit many kinds of food resources.
Culture plays a large role in influencing people’s subsistence practices. In many western cultures there is almost a taboo against eating varieties of insects, including earthworms. Famously in the 1973 Thomas Rockwell wrote a children’s book titled How to Eat Fried Earthworms about a group of boys who bet their friend that he could not eat 15 earthworms in 15 days for $50. The book played on both children’s and adults fears in the United States of eating something that different cultures around the world would have no problem consuming.
Rule-Breaking Foragers
Nomadic lifestyles are the norm for most foragers, but there have been some societies that have broken this rule and developed large-scale sedentary societies. This was possible in areas with abundant natural resources, most often fish. Historically, fishing formed the foundation of large-scale foraging societies in Peru, the Pacific Northwest (the Kwakwaka’wakw), and Florida (the Calusa). These societies all developed advanced fishing technologies that provided enough food surplus that some people could stop participating in food procurement activities.
Socio-Political Systems and Foragers
Foraging societies are usually described as “egalitarian” societies and in terms of political organization, and most often are organized into bands. Societies organized as a band consist of foragers who rely on hunting and gathering and are therefore nomadic, are few in number (rarely exceeding 100 persons), and form small groups consisting of a few families and a shifting population. Bands are said to lack formal leadership positions. What leadership there is in band societies tends to be transient and subject to shifting circumstances. For example, among the Paiute in North America, “rabbit bosses” coordinated rabbit drives during the hunting season but played no leadership role otherwise. Some “leaders” are excellent mediators who are called on when individuals are involved in disputes while others are perceived as skilled shamans or future-seers who are consulted periodically. There are no formal offices or rules of succession (Steward 1955).
In larger scale societies, it may seem that social classes—differences in wealth and status—are, like death and taxes, inevitable: that one is born into wealth, poverty, or somewhere in between and has no say in the matter, at least at the start of life, and that social class is an involuntary position in society. However, the idea of social classes is not universal and in foraging societies the basic ingredients for social class do not exist. Among foragers, there is no advantage to hoarding food; in most climates, it will rot before one’s eyes. Nor is there much personal property or leadership. Because foraging societies tend to move their camps frequently to exploit various resources, holding on to a lot of personal possessions or “wealth” is impractical. The !Kung, Inuit, and aboriginal Australians all represent egalitarian societies in which there are few differences between members in wealth, status, and power. Highly skilled and less skilled hunters do not belong to different strata in the way that the “captains of industry” do from you and me. The less skilled hunters in egalitarian societies receive a share of the meat and have the right to be heard on important decisions. Egalitarian societies also lack a government or centralized leadership.
Foragers also place a high cultural value on generosity. Sharing of food and other resources is a social norm and a measure of a person’s goodness. Those who resist sharing what they have with others might be ridiculed, or could even become social outcasts. Over the long term, daily habits of giving and receiving reinforce social equality. This practice is also an important survival strategy that helps groups get through times of food scarcity.
Though foragers have high levels of social equality, and are ranked as “egalitarian”, not everyone is treated exactly the same. Gender inequality exists in many communities and develops from the fact that work among foragers is often divided along gender lines. Some jobs, such as hunting large animals, belong to men whose success in hunting gives them high levels of respect and prestige. While women do hunt in many communities and often contribute the majority of the group’s food through gathering, their work tends not to be as socially prestigious. Likewise, elders in foraging communities tend to command respect and enjoy a higher social status, particularly if they have skills in healing or ritual activities.
Assessing the Foraging Lifestyle
Contemporary studies of foraging also recognize that foragers have rarely lived in isolation. Throughout the world, foragers have lived near farming populations for hundreds or even thousands of years. Conflicts and competition for resources with non-foraging societies have characterized the foraging experience and foragers, with their relatively small population size and limited technology, have often been on the losing end of these confrontations. Government policies containing foragers to small “reservation” areas or forcing them to settle in towns have had catastrophic effects on foragers, as has the destruction through agricultural and industrial development of the ecosystems on which many groups once depended. A sad worldwide pattern of exploitation and marginalization is the reason that many foragers today live in dwindling communities in marginal ecological zones. Examples of these struggles with government agencies can be seen with the San in Botswana (Figure 3).
A Closer Look at Pastoralism
“To us, a co-wife is something very good, because there is much work to do. When it rains . . . the village gets mucky. And it’s you who clears it out. It’s you who . . . looks after the cows. You do the milking . . . and your husband may have very many cows. That’s a lot of work. . . . So Maasai aren’t jealous because of all this work.”
—Maiyani, Maasai woman. Wallace and Low (1980)
Pastoralism is a subsistence system that relies on herds of domesticated livestock. Over half of the world’s pastoralists reside in Africa, but there are also large pastoralist populations in Central Asia, Tibet, and arctic Scandinavia and Siberia. The need to supply grazing fields and water for the livestock requires moving several times a year. For that reason, this subsistence system is sometimes referred to as nomadic pastoralism. In Africa, for instance, a nomadic lifestyle is an adaptation to the frequent periods of drought that characterize the region and put stress on the grazing pastures. Pastoralists may also follow a nomadic lifestyle for other reasons such as avoiding competition and conflict with neighbors or avoiding government restrictions.
Pastoralists can raise a range of different animals, although most often they raise herd animals such as cows, goats, sheep, and pigs. In some parts of South America, alpaca and llama have been domesticated for centuries to act as beasts of burden, much like camels, horses, and donkeys are used in Asia and Africa. Pastoralists who raise alpacas, donkeys, or camels, animals not typically considered food, demonstrate an important point about the pastoralist subsistence system. The goal of many pastoralists is not to produce animals to slaughter for meat, but instead to use other resources such as milk, which can be transformed into butter, yogurt, and cheese, or products like fur or wool, which can be sold. Even animal dung is useful as an alternate source of fuel and can be used as an architectural product to seal the roofs of houses. In some pastoral societies, milk and milk products comprise between 60 and 65 percent of the total caloric intake. However, very few, if any, pastoralist groups survive by eating only animal products. Often they will engage in other subsistence practices as well, and trade with neighboring farming communities helps pastoralists obtain a more balanced diet and gives them access to grain and other items they do not produce on their own.
A community of animal herders has different labor requirements compared to a foraging community. Caring for large numbers of animals and processing their products requires a tremendous amount of work, chores that are nonexistent in foraging societies. For pastoralists, daily chores related to caring for livestock translate into a social world structured as much around the lives of animals as around the lives of people.
The Maasai, a society of east African pastoralists whose livelihood depends on cows, have been studied extensively by anthropologists (Figure 4). Among the Maasai, domestic life is focused almost entirely around tasks and challenges associated with managing the cattle herds. Like many pastoralist communities, the Maasai measure wealth and social status according to the number of animals a person owns. However, raising cattle requires so much work that no one has the ability to do these jobs entirely on his or her own. For the Maasai, the solution is to work together in family units organized around polygynous marriages. A household with multiple wives and large numbers of children will have more labor power available for raising animals.
Pastoralism and Gender Dynamics
The example of the Maasai demonstrates the extent to which a subsistence system can structure gender roles and the division of labor between the sexes. In Maasai society, women do almost all of the work with the cows, from milking several times each day to clearing the muck the cows produce. Despite doing much of the daily work with cattle, Maasai women are not permitted to own cattle. Instead, the cattle belong to the men, and women are given only “milking rights” that allow them to use the products of the female animals and to assign these animals to their sons. Men make all decisions about slaughtering, selling, and raising the cattle. Lack of cattle ownership means that women do not have the same opportunities as men to build wealth or gain social status and the woman’s role in Maasai society is subordinate to man’s. This same pattern is repeated in many pastoralist societies, with women valued primarily for the daily labor they can provide and for their role as mothers.
While women lack the political and economic power enjoyed by Maasai men, they do exercise some forms of power within their own households and among other women. They support each other in the daily hard work of managing both cattle and domestic responsibilities, for instance sharing in childcare, a practice based on the belief that “men care about cattle while women care about children” (Llewellyn-Davies 1979: 208). Because most marriages are arranged by elders, it is common for women to engage in love affairs with other men, but women keep each other’s secrets; telling anyone about another woman’s adultery would be considered an absolute betrayal of solidarity. Women who resist their husband’s authority by having love affairs are also resisting larger claims of male authority and ownership over them (Llewellyn-Davies 1979).
A Closer Look at Horticulture
“Yams are persons with ears. If we charm they hear.”
—Alo, Trobriand Island farmer (Fortune 1932)
Have you ever grown a garden in your backyard? How much time did you put into your garden? How much of your diet did the garden yield? People whose gardens supply the majority of their food are known as horticulturalists. Horticulture differs in three ways from other kinds of farming. First, horticulturalists move their farm fields periodically to use locations with the best growing conditions. For this reason, horticulture is sometimes known as shifting cultivation. Second, horticultural societies use limited mechanical technologies to farm, relying on physical labor from people and animals, like oxen that may be used to pull a plow, instead of mechanical farm equipment. Finally, horticulture differs from other kinds of farming in its scale and purpose. Most farmers in the United States sell their crops as a source of income, but in horticultural societies crops are consumed by those who grow them or are exchanged with others in the community rather than sold for profit.
Horticultural societies are common around the world; this subsistence system feeds hundreds of thousands of people, primarily in tropical areas of south and central America, Southeast Asia, and Oceania. A vast array of horticultural crops may be grown by horticulturalists, and farmers use their specialized knowledge to select crops that have high yield compared to the amount of labor that must be invested to grow them. A good example is manioc, also known as cassava. Manioc can grow in a variety of tropical environments and has the distinct advantage of being able to remain in the ground for long periods without rotting. Compared to corn or wheat, which must be harvested within a particular window of time to avoid spoiling, manioc is flexible and easier to grow as well as to store or distribute to others. Bananas, plantains, rice, and yams are additional examples of popular horticultural crops. One thing all these plants have in common, though, is that they lack protein and other important nutrients. Horticultural societies must supplement their diets by raising animals such as pigs and chickens or by hunting and fishing.
Growing crops in the same location for several seasons leads to depletion of the nutrients in the soil as well as a concentration of insects and other pests and plant diseases. In agricultural systems like the one used in the United States, these problems are addressed through the use of fertilizers, pesticides, irrigation, and other technologies that can increase crop yields even in bad conditions. Horticulturalists respond to these problems by moving their farm fields to new locations. Often this means clearing a section of the forest to make room for a new garden, a task many horticulturalists accomplish by cutting down trees and setting controlled fires to burn away the undergrowth. This approach, sometimes referred to as “slash-and-burn,” sounds destructive and has often been criticized, but the ecological impact is complex. Once abandoned, farm fields immediately begin to return to a forested state; over time, the quality of the soil is renewed. Farmers often return after several years to reuse a former field, and this recycling of farmland reduces the amount of forest that is disturbed. While they may relocate their farm fields with regularity, horticulturalists tend not to move their residences, so they rotate through gardens located within walking distance of their homes.
Horticulturalists also practice multi-cropping, growing a variety of different plants in gardens that are biodiverse. Growing several different crops reduces the risk of relying on one kind of food and allows for intercropping, mixing plants in ways that are advantageous. A well-known and ingenious example of intercropping is the practice of growing beans, corns, and squash together. Native American farmers in the pre-colonial period knew that together these plants, sometimes called “the three sisters,” were healthier than they were if grown separately. Rather than completely clearing farmland, horticulturalists often maintain some trees and even weeds around the garden as a habitat for predators that prey on garden pests. These practices, in addition to skillful rotation of the farmland itself, make horticultural gardens particularly resilient.
Socio-Political Organization in Pastoral and Horticultural Societies
Any group without an official leader is acephalous and band societies (which have no formal political structure) are one kind of acephalous society. A second type, the “tribe”, relies on extended family structures and/or councils to organize leadership, decision-making, and conflict resolution. Elman Service (1962) referred to these as tribal societies. Service’s “tribal” form of social organization is associated with modes of subsistence such as pastoralism and horticulture, in which extended families control certain resources such as animals or land. Such communities are typically larger than bands, living in groups ranging from a few hundred to several thousand people.
A cautionary note about the words tribe and tribal. Too often, the adjective tribal is used to describe seemingly irrational group loyalties and conflicts, particularly in non-Western societies. Western journalists sometimes attempt to explain civil wars and guerrilla resistance in non-Western parts of the world in terms of “ancient tribal hatred” among various groups. The word tribe carries connotations of “primitive” lifeways and collective groupthink. In fact, many contemporary conflicts that are attributed to “tribal” animosity occur between groups that got along just fine before the colonial period of European domination. In Rwanda, for instance, the horticultural Hutu and pastoral Tutsi were engaged in cooperative relations and symbiotic forms of trade in precolonial times. Under a divide-and-rule strategy of colonial domination, the Belgians privileged the Tutsi with educational opportunities and jobs in colonial administration, which created resentment among the mostly agrarian Hutu. In this competitive context, group identities became fixed and rigid. The 1994 genocide in Rwanda is largely a result of these colonial processes fostering division, bias, and competition among these two groups.
Because the word has been so often misused, some anthropologists have replaced the term tribe with the term ethnic group to describe large collectivities based on a sense of common ancestry and shared culture. Many anthropology texts do continue to use the term tribal to refer to a specific form of sociopolitical organization based on extended family groups. Many Indigenous groups also use the term to refer to their social group. It’s one thing for people in a group to use the term tribe to refer to their own social group and quite another to use the word to describe a whole category of social organization. Service’s term tribal was never a unified category anyway, as it refers to communities with a great diversity of forms of political organization. Some rely primarily on extended family structures to provide authority and processes of decision-making, while others rely on special groups or councils and still others use both.
A Closer Look at Agriculture
“The adoption of agriculture, supposedly our most decisive step toward a better life, was in many ways a catastrophe from which we have never recovered.”
—Jared Diamond 21
Agriculture is defined as the cultivation of domesticated plants and animals using technologies such as irrigation, draft animals, mechanization, and inputs such as fertilizers and pesticides that allow for intensive and continuous use of land resources. About 10,000 years ago, human societies entered a period of rapid innovation in subsistence technologies that paved the way for the emergence of agriculture. The transition from foraging to farming has been described as the Neolithic Revolution. Neolithic means “new stone age,” a name referring to the very different looking stone tools produced during this time period. The Neolithic was characterized by an explosion of new technologies, not all of them made from stone, which were geared toward agricultural tasks, rather than hunting or processing gathered plant foods. These new tools included scythes for harvesting plants, and adzes or hoes for tilling the soil. These technological developments began to dramatically improve yields and allow human communities to support larger and larger numbers of people on food produced in less space. It is important to remember that the invention of agriculture was not necessarily an advance in efficiency, because more work had to go in to producing more food. Instead, it was an intensification of pastoral and horticultural strategies. As a subsistence system, agriculture is quite different from other ways of making a living, and the invention of agriculture had far-ranging effects on the development of human communities. In analyzing agriculture and its impacts, anthropologists focus on four important characteristics shared by agricultural communities.
The first characteristic of agriculture is reliance on a few staple crops, foods that form the backbone of the subsistence system. An example of a staple crop would be rice in China, or potatoes in Ireland. In agricultural societies, farmers generally grow a surplus of these staple crops, more than they need for their own tables, which are then sold for profit. The reliance on a single plant species, or mono-cropping, can lead to decreased dietary diversity and carries the risk of malnutrition compared to a more diverse diet. Other risks include crop failure associated with bad weather conditions or blight, leading to famine and malnutrition, conditions that are common in agricultural communities.
A second hallmark of agriculture is the link between intensive farming and a rapid increase in human population density. The archaeological record shows that human communities grew quickly around the time agriculture was developing, but this raises an interesting question. Did the availability of more food lead to increases in human population? Or, did pressure to provide for a growing population spur humans to develop better farming techniques? This question has been debated for many years. However, the improved productive capabilities of agriculture came at a cost. People were able to produce more food with agriculture, but only by working harder and investing more in the maintenance of the land. The life of a farmer involved more daily hours of work compared to the lifestyle of a forager, so agricultural communities had an incentive to have larger families so that children could help with farm labor. However, the presence of more children also meant more mouths to feed, increasing the pressure to further expand agricultural production. In this way, agriculture and population growth became a cycle.
A third characteristic of agriculture is the development of a division of labor, a system in which individuals in a society begin to specialize in certain roles or tasks. Building houses, for instance, becomes a full-time job separate from farming. The division of labor was possible because higher yields from agriculture meant that the quest for food no longer required everyone’s participation. This feature of agriculture is what has allowed nonagricultural occupations such as scientists, religious specialists, politicians, lawyers, and academics to emerge and flourish.
The emergence of specialized occupations and an agricultural system geared toward producing surplus rather than subsistence changed the economics of human communities. The final characteristic of agriculture is its tendency to create wealth differences. For anthropologists, agriculture is a critical factor explaining the origins of social class and wealth inequality. The more complex an economic system becomes, the more opportunities individuals or factions within the society have to manipulate the economy for their own benefit. Who do you suppose provided the bulk of the labor power needed in early agricultural communities? Elites found ways to pass this burden to others. Agricultural societies were among the first to utilize enslaved and indentured labor.
Although the development of agriculture is generally regarded as a significant technological achievement that made our contemporary way of life possible, agriculture can also be viewed as a more ominous development that forced us to invest more time and labor in our food supply while yielding a lower quality of life (Sahlins 1972). Agriculture created conditions that led to the expansion of social inequality, violent conflict between communities, and environmental degradation. For these reasons, some scientists like Jared Diamond have argued that the invention of agriculture was humanity’s worst mistake.
Agriculture and Chiefdoms
If conditions are favorable, some societies may intensify their farming methods with the development of irrigation systems, terracing, or use of the plow. The organization of labor and resources necessary to develop terracing and systems of irrigation fosters stronger forms of community authority. These intensive methods generate agricultural surplus, which allows some members of the community to specialize in craft production as well as in forms of religious and political leadership. Agricultural surplus can also be traded with other communities in regional networks. These factors promote the local accumulation of wealth. This process of agricultural intensification often results in the centralization of power. Big men or lineage elders acquire the authority to command the labor of others and control the storage and distribution of agricultural surplus. They take on the role of organizing regional trade. They oversee the construction of infrastructure such as roads and irrigation systems. They organize groups of local young people to protect the community. They perform important community rituals to ensure agricultural productivity and community prosperity. Over time, such leaders may seek to hand down their leadership roles to their own kin in subsequent generations. As leadership becomes inherited, one lineage in a community may emerge as a royal lineage.
Anthropologists refer to those with formal, inherited positions of community leadership as chiefs. Over time, a chief can expand their dominion to incorporate several towns and villages into a small chiefdom. Chiefs may form political alliances with other regional chiefs in large pyramidal systems consisting of various levels of village chiefs and regional chiefs, with one very powerful chief at the top. When a chiefdom expands to encompass multiple ethnic groups in a regional empire, the leader is referred to as a king.
Chiefdoms are a very common form of political organization, found in historical and contemporary societies all over the world. Archaeologists and cultural anthropologists have discovered chiefdoms in Africa, Oceania, the Middle East, Europe, East and Southeast Asia, and North, Central, and South America. While there is considerable diversity in the way these various systems of chieftaincy operate, anthropologists have identified a set of elements common to many of them. The fusing of multiple forms of power is the defining feature of chiefdoms, common to all of them. Economic, political, religious, and military power are all concentrated in the position of the chief.
Central to the power of a chief is control over economic resources such as land, agricultural surplus, and trade. Chiefs often hold land in public trust, determining who may farm where and also allocating farmland to newcomers. They have their own farming plots, commanding regular public labor to work on them. Farmers are obliged to channel a portion of their surplus to the chief, who holds it in storage facilities for public feasts or distribution to those in need. Chiefs regulate local trade and negotiate regional trade networks to benefit their own communities. They control the production and distribution of certain prestige goods, such as royal textiles and ornaments made of jade, gold, copper, or shell. Militarism is another common feature of chiefdoms throughout the world. While the power of leaders in acephalous societies depends on their ability to persuade others to do what they say, chiefs have coercive power to force people to carry out their commands.
Agriculture and States
Starting around 5,000 years ago, a new form of political organization emerged independently in many parts of the world, including Mesopotamia, China, Egypt, India, Mesoamerica, and South America. As some societies in these areas became more populous and hierarchical, their leaders developed modes of governance that combined forms of economic extraction such as taxation and tribute with mechanisms of social control such as law and policing. These governments used public revenues to build infrastructure and monuments. They developed extensive bureaucracies to interpret and enforce laws and maintain social order. Large military forces defended and expanded control over territory, resulting in multiethnic empires. The government asserted a monopoly on the use of violence, meaning that only the government was allowed to use extreme forms of violence to control or punish anyone. Societies with this form of political organization are called states (Brumfiel 2001).
Many of the features of states mentioned above are shared with the political organization of chiefdoms, and indeed states have generally emerged from the increasing centralization of political power in large chiefdoms. This concentration of power happens gradually over time, stimulated by a variety of pressures, some very general and universal and others more particular to the context of specific societies. Population growth and increasing social stratification are among the more general pressures, while the militaristic threats of specific neighboring societies and the particular opportunities of regional trade affect societies in different ways. Attempting to explain the rise of the state, theorists emphasize two sets of forces that propel the process: integrative pressures and conflict pressures.
Integrative pressures arise from the need for greater coordination in order to satisfy the needs of a growing population. As the population increases, agricultural production must also be increased to meet subsistence needs and for trade. Leaders are compelled to organize more complex irrigation systems and forms of landscape management, such as terracing(Figure 6) and raised fields. These complex systems are built and maintained using public resources and labor. Increasing trade also exerts an integrative force, as leaders strive to maximize the wealth of their societies by stimulating production of agricultural and craft goods and establishing local markets and regional trade opportunities. As agriculture and trade become more complex, power becomes more centralized in order to manage the necessary conditions and infrastructure for economic growth.
Conflict pressures arise from the need to manage both internal and external threats to the power of leaders and the integrity of their societies. Some theorists argue that political power becomes increasingly centralized as a leader builds a large military force and wages long-term warfare to defend and expand territory. Conquering neighboring societies allows leaders to command regular tribute. In addition to conquest, military forces provide leaders with large cadres of loyal, well-armed supporters. Other theorists argue that internal tensions are just as pivotal to the centralization of power. State societies are built upon a system of social stratification; that is, they feature class and caste systems with unequal access to wealth and power. With the emergence of a class of privileged elites governing over urban craft workers and rural peasantry, leaders face new forms of inequality and potential conflict. Systems of law and ideology are developed to command the cooperation of disadvantaged groups.
Conclusion
This chapter began with a consideration of meals, but revealed that each individual meal is part of a diet generated through a particular subsistence system. Many of our daily experiences, including our attitudes, skills, and relationships with others, are influenced by our subsistence system. Knowing that the Earth has been transformed for thousands of years by human subsistence activities, we must also consider the ways in which our future will be shaped by the present. Are we managing our resources in a sustainable way? How will we continue to feed growing populations in the future?
Despite agriculture’s tremendous productivity, food shortages, malnutrition, and famines are common around the world. How can this be? Many people assume that the world’s agricultural systems are not capable of producing enough food for everyone, but this is incorrect. Evidence from agricultural research demonstrates that there is enough worldwide agricultural capacity to feed everyone on the planet (Food and Agriculture Organization of the United Nations 2015). The problem is that this capacity is unevenly distributed. Some countries produce much more food than they need, and others much less. In addition, distribution systems are inefficient and much food is lost to waste or spoilage. It is also true that in an agricultural economy food costs money, and worldwide many people who are starving or undernourished lack food because they cannot pay for it, not because food itself is unavailable.
Terms You Should Know
Study Questions
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A hallmark of agriculture is the separation of food production from food consumption; many people know almost nothing about where their food has come from. How does this lack of knowledge affect the food choices people make? How useful are efforts to change food labels to notify shoppers about the use of farming techniques such as genetic modification or organic growing for consumers? What other steps could be taken to make people more knowledgeable about the journey that food takes from farm to table?
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The global commodity chains that bring food from many countries to grocery stores in the United States give wealthy consumers a great variety of food choices, but the farmers at the beginning of the commodity chain earn very little money. What kinds of solutions might help reduce the concentration of wealth at the end of the commodity chain?
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Mono-cropping is a feature of industrial food production and has the benefit of producing staple foods like wheat and corn in vast quantities, but mono-cropping makes our diet less diverse. Are the effects of agricultural mono-cropping reflected in your own everyday diet? How many different plant foods do you eat on a regular basis? How difficult would it be for you to obtain a more diverse diet by shopping in the same places you shop now?
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Although state societies are efficient in organizing people and resources, they also are associated with many disadvantages, such as extreme disparities in wealth, use of force to keep people in line, and harsh laws. Given these difficulties, why do you think the state has survived? Do you think human populations can develop alternative political organizations in the future?
References
Boserup, Ester. The Conditions of Agricultural Growth: The Economics of Agrarian Change Under Population Pressure (Rutgers, NJ: Transaction Publishers, 2005).
Food and Agriculture Organization of the United Nations, The State of Food Insecurity in the World (Rome: FAO, 2015)
Fortune, R. F. Sorcerers of Dobu: The Social Anthropology of the Dobu Islanders of the Western Pacific (London: G. Routledge and Sons, 1963 [1932]),107–109.
Fried, Morton. The Evolution of Political Society: An Essay in Political Anthropology. New York: McGraw-Hill, 1967.
Robert J. Gordon, The Bushman Myth: The Making of a Namibian Underclass (Boulder, CO: Westview Press, 2000).
Hardin, Garrett. “Tragedy of the Commons.” Science 162 no. 3859 (1968): 1243–1248.
Hawkes, Kristen, Kim Hill and James F. O’Connell, “Why Hunters Gather: Optimal Foraging and the Aché of Eastern Paraguay,” American Ethnologist 9 (1982):379–398.
Hawkes, Kristen and James F. O’Connell. “Affluent Hunters? Some Comments in Light of the Alyawara Case.” American Anthropologist 83(1981): 622–626.
Hobbes, Thomas. 2008. Leviathan. Edited by J. C. A. Gaskin. Oxford World’s Classics. London, England: Oxford University Press.
Lee, Richard B. “What Hunters Do for a Living, or, How to Make Out on Scarce Resources,” in Man the Hunter, ed. Richard Lee and Irven DeVore (Chicago: Aldine, 1968), 33.
Lee, Richard The !Kung San: Men, Women, and Work in a Foraging Society (Cambridge: Cambridge University Press, 1979).
Llewellyn-Davies, Melissa. “Two Contexts of Solidarity,” in Women United, Women Divided: Comparative Studies of Ten Contemporary Cultures, ed. Patricia Caplan and Janet M. Bujra (Bloomington, IN: Indiana University Press 1979), 208.
Malthus, Thomas. An Essay on the Principle of Population (London: J. Johnson, 1798), 4.
Fried, Morton. The Evolution of Political Society: An Essay in Political Anthropology (New York: McGraw-Hill, 1967).
Nelson, Fred. “Natural Conservationists? Evaluating the Impact of Pastoralist Land Use Practices on Tanzania’s Wildlife Economy,” Pastoralism: Research, Policy and Practice 2012.
Rockwell, Thomas. How To Eat Fried Earthworms. F. Watts, New York, 1973
Sahlins, Marshall. “The Original Affluent Society,” in Stone Age Economics, ed. Marshall Sahlins (London: Tavistock, 1972) 1–39.
Sahlins, Marshall. Stone Age Economics, edited by Marshall Sahlins. London: Tavistock, 1972.
Service, Elman. 1962. Primitive Social Organization: An Evolutionary Perspective. New York: Random House.
Service, Elman. Origins of the State and Civilization: The Process of Cultural Evolution. New York: W.W. Norton, 1975.
Steward, Julian. The Theory of Culture Change: The Methodology of Multilinear Evolution. Urbana: University of Illinois Press, 1955.
Wallace, Melanie and Sanford Low, Maasai Women, Film, Produced by Michael Ambrosino (1980, Watertown: CT: Documentary Educational Resources).
A Derivative Work from:
Hasty, Jennifer, et al. 2022. Introduction to Anthropology. CC BY 4.0
McDowell, Paul. 2020. Political Anthropology: A Cross-Cultural Comparison. In Nina Brown et al. (eds.), Perspectives, an Open Introduction to Cultural Anthropology, Second Edition. Arlington, VA: American Anthropological Association. CC BY-NC 4.0
Shearn, Isaac. 2020. Subsistence. In Nina Brown et al. (eds.), Perspectives, an Open Introduction to Cultural Anthropology, Second Edition. Arlington, VA: American Anthropological Association. CC BY-NC 4.0
the set of skills, practices, and technologies used by members of a society to acquire and distribute food.
the cultural norms and attitudes surrounding food and eating.
the food acquired can be immediately consumed. Foraging is an immediate return system.
techniques for obtaining food that require an investment of work over a period of time before the food becomes available for consumption. Farming is a delayed return system due to the passage of time between planting and harvest.
the techniques used by the members of a society to obtain food. Anthropologists classify subsistence into four broad categories: foraging, pastoralism, horticulture, and agriculture.
the social relations through which human labor is used to transform energy from nature using tools, skills, organization, and knowledge.
the ways that goods and services are exchanged in different cultures.
the smallest unit of political organization, consisting of only a few families and no formal leadership positions.
political units organized around family ties that have fluid or shifting systems of temporary leadership.
large political units in which the chief, who usually is determined by heredity, holds a formal position of power.
the most complex form of political organization characterized by a central government that has a monopoly over legitimate uses of physical force, a sizeable bureaucracy, a system of formal laws, and a standing military force.
societies in which there is no great difference in status or power between individuals and there are as many valued status positions in the societies as there are persons able to fill them.
societies in which there are substantial differences in the wealth and social status of individuals; there are a limited number of positions of power or status, and only a few can occupy them.
societies in which there are large differences in the wealth, status, and power of individuals based on unequal access to resources and positions of power.
a mode of subsistence defined by its reliance on wild plant and animal food resources already available in the environment rather than on domesticated species that have been altered by human intervention.
people whose subsistence pattern involves diversified hunting and gathering on foot.
a specialized subsistence activity that centers on fish and/or marine mammal hunting.
the social phenomenon in which people are not treated equally on the basis of gender.
a subsistence system in which people raise herds of domesticated livestock.
a form of agriculture in which an area of ground is cleared of vegetation and cultivated for a few years and then abandoned for a new area until its fertility has been naturally restored.
relating to or denoting a method of agriculture in which existing vegetation is cut down and burned off before new seeds are sown, typically used as a method for clearing forest land for farming.
A group of people without an official leader.
A group that claims a distinct identity based on cultural characteristics and a shared ancestry that are believed to give its members a unique sense of peoplehood or heritage
The cultivation of domesticated plants and animals using technologies such as irrigation, draft animals, mechanization, and inputs such as fertilizers and pesticides that allow for intensive and continuous use of land resources.
a period of rapid innovation in subsistence technologies that began 10,000 years ago and led to the emergence of agriculture. Neolithic means “new stone age,” a name referring to the stone tools produced during this time period.
the separation of the tasks in any economic system or organization so that participants may specialize (specialization).
a form of temporary or situational leadership; influence results from acquiring followers.
the inherited office of leadership in a chiefdom, combining coercive forms of economic, political, judicial, military, and religious authority.
the supply of water to land or crops to help growth, typically by means of channels.
method of growing crops on sides of hills or mountains by planting on graduated terraces built into the slope.
a gift-giving feast practiced by Indigenous peoples of the Pacific Northwest Coast of Canada and the United States,[1] among whom it is traditionally the primary governmental institution, legislative body, and economic system.