II. Counterpoint and Galant Schemas

# High Baroque Fugal Exposition

Mark Gotham

Key Takeaways

• The fugue is a contrapuntal genre popular since at least the 18th century.
• This chapter sets out some key principles of the opening  section.

We now move on from imitative practices common in the 16th century to the fugue, which may be thought of as the 18th-century equivalent and successor to this tradition. Fugues can vary quite a bit, and thus “fugue” is a surprisingly difficult term to define satisfactorily. Fugues in general are contrapuntal compositions that are defined by the strict use of a certain number of independent ; each voice enters one by one, stating the main theme () of the fugue. In this chapter, we will treat fugue as a process and show how to construct (the first part of) a fugue from first principles. This chapter deals with the basics of writing a fugal exposition from a given subject according to the “high Baroque” technique of Bach, Handel, and their contemporaries.

# Basic Definitions

First, let’s define some of the terms we’ll need.

• : A short tune that forms the melodic basis of a fugue, recurring throughout.
• : A transposition of the subject that is also sometimes slightly altered, as discussed below.
• : A melodic line that is sounded with (and complements) the subject/answer.
• : The first part of a fugue, during which each of the voices enters with the subject or answer. Note that this is distinct from the use of the term ; they both refer to a first section setting out the main material, but they otherwise differ.
• : The separate contrapuntal lines, which may be either instrumental or vocal. The number of voices does not necessarily correspond to the number of parts or musicians involved—a keyboard fugue for one player may have three, four, five, or six voices, and there are even some fugues for solo violin (which is quite a compositional feat!).
• : Although a fugue may not involve any singers, it is customary to refer to the lines in a four-voice texture with S (soprano), A (alto), T (tenor), and B (bass) from highest to lowest. The ranges do not need to match those of the vocal parts exactly.

# Structure / Voice Entries

Basically, the fugal exposition works as shown in Example 1: one voice begins with the subject, then the next voices enters with the answer while the first continues with a countersubject, and so on.

 Voice 1 Subject Countersubject Voice 2 Answer Countersubject Voice 3 Subject

Example 1. Hypothetical structure of voice entries at the beginning of a fugue.

Note that the voices are numbered according to the order in which they enter. While it is perfectly common for the voices to enter in order from highest to lowest or lowest to highest, this is not strictly necessary. However, when a new part enters, it should be the highest or lowest voice at that stage, so it is uncommon for an inner part (alto or tenor) to enter last. That leaves us plenty of options. For instance, the order of voice entries in a four-voice fugue could be:

• In register order from highest to lowest (SATB), or vice versa (BTAS)
• Starting in the middle with the alto: ASTB, ATSB, ATBS
• Starting in the middle with the tenor: TBAS, TABS, TASB

Any further subjects/answers entering (beyond the total number of voices) are described as “redundant” entries.

# Subject

When considering how to handle a subject, look at its structure and character.

The structure of a subject can often be thought of in three parts. Like many tonal phrases, the subject charts a course from a distinctive opening to a generic cadence:

• Kopfmotiv (literally “head motive”): an opening gesture
• Fortspinnung: that may include and/or

Types of character include:

• Toccata style: this has a  feel, is often chromatic, and may have irregular rhythmic placement.
• Ricercar: deriving from the plainsong/motet tradition, this is slow moving, has an antiquated feel, and makes extensive use of .

We distinguish between two types of answer: for an exact transposition, and for one that has been altered further.

A real answer simply transposes the original subject by perfect fifth/fourth. All relationships remain the same between the notes.

We need a tonal answer if the subject:

• starts on sol $(\hat5)$ or otherwise uses it prominently at the outset. In this case, we must adjust the transposed version such that sol $(\hat5)$ is not transposed up to re $(\hat2)$, but instead to do $(\hat1)$.
• includes any other V–I suggestion at start. Prominent dominant note in subject becomes tonic note in answer, so T → D progressions often become D → T and vice versa.
• modulates. In this case, split the subject into two phrases, one in each key, and adapt accordingly. If the subject modulates at its end to the dominant, the answer must modulate back to the tonic.

In all cases, we seek to make minimal adjustment such that the subject and answer are still as alike as possible, and both make melodic sense.

# Countersubject

Try working up a skeletal version of your countersubject first before fully fleshing it out. It’s frustrating to dash off a lovely tune and then realize that it doesn’t fit. Additionally, sketch the version that will go with the answer at the same time as the version that goes with the subject. It’s just as frustrating to write a countersubject that works beautifully with the subject but which the answer makes harmonically nonsensical.

Indeed, countersubjects are melodies, but they only work if they make sense harmonically as well. To that effect, remember that your countersubject will first appear in a two-voice passage, so consider how best to outline clear larger harmonies (triads and sevenths) with only two voices.

You may wish to set yourself the additional constraint of a countersubject which is invertible at the octave—basically, one that can appear above or below the subject and still work. In this case, again work on both versions as you go, and specifically make sure to:

• Avoid fifths, because fifths invert to fourths, which have special rules in two-voice writing. Stick to unisons (/ octaves), thirds (/ sixths), and in the case of seventh chords, also seconds (/ sevenths). The fifth is not a problem in the free part, so “reserve” that note as the completion of the chord and use it there.
• Similarly, avoid 4–3 suspensions, because the first note is not dissonant when inverted (5–6). Instead, use 7–6 and 2–3 suspensions (which invert to each other).

To create your skeletal countersubject, first look for skeletal patterns in the subject. Find the simple, unembellished form of the subject and treat it as a kind of tonal cantus firmus against which to write your counterpoint (skeletal countersubject), which you can then embellish into a more interesting musical line.

When it comes to embellishing, try to:

• be true to the character of the subject when composing the countersubject
• establish complementary rhythmic motion such that one voices moves while the other is stationary
• make changes to the countersubject when moving between subjects and answers only and exactly where those changes appear in the subject/answer

# Free Counterpoint

Frankly, the idea of “free” counterpoint is a bit of a misnomer, especially if you’re writing an invertible countersubject, because the subject and countersubject will leave your options highly constrained. This part is “free” in the sense that it doesn’t necessarily recur later on, so you might like to think of it as a freer part, relative to the even less free subject and countersubject! Alternatively, you can embrace the extreme order and replace the with a second regular countersubject that does recur later.

Your fugal exposition may include short interpolations between the subject/answer entries. We call these . Links frequently make use of a from the subject, for instance with repetition of a short fragment. They may appear between any or all voice entries and may be of varying lengths.

There are many musical motivations for including one or more links. Links provide an opportunity to:

• Change harmony: The end of one subject/answer and the beginning of the next may not match up harmonically. In that case, you can use the link to get where you need to be.
• Change register: If you have a continually descending line, for instance, links can be a useful way of resetting the register so you don’t go outside the instrument’s range.
• Vary the phrase lengths: If you have a subject of exactly two measures and just proceed through several voices entering successively, then you may well want to use a link to make the hypermetrical and phrase groupings a little more interesting. That said, the voices should always enter on metrically comparable positions: for example, if your subject comes in on a , all the subject/answer entries should do the same, at least in the exposition.
• Dovetail entries: Apart from varying the phrase lengths, we can also vary the melodic context in which a voice enters. For instance, if a link develops the Kopfmotiv sequentially, then you can bring in the next subject/answer in seamlessly, as it begins with that motive.

# General Matters

Apart from the specific considerations of the fugue, naturally much of the general practice of writing (tonal) music applies here. Remember in particular to:

• Control rhythmic flow: If and when continuous use of a given metrical level has built up (e.g., quarter/eighth/sixteenth notes), consider carefully whether and when it is appropriate to discontinue that motion.
• Graduate the relative strength of cadences, for instance by controlling the scale degrees in the top and bottom voices.
• Write idiomatically for the instrumentation at hand. Remember to observe practical limitations of hand span, instrument range, and the like. This also extends to stylistic matters—for instance, string fugues may be more extrovert and see the two upper parts operate closer together.

# Example

For an example of all of this in action, let’s consider Example 2: the C minor fugue from Book I of Bach’s Well-Tempered Clavier (BWV 847).

Example 2. Exposition of the Fugue in C minor (BWV 847) by Johann Sebastian Bach.

Note that:

• The runs from from measures 1–8 (the extract here includes the start of the following “episode”).
• All the and entries are highlighted with blue noteheads.
• There are two regular  (annotated as CS1 and CS2).
• The between entries 2 and 3 (mm. 5–6) and the episode following the last voice to enter (starting in m. 9) are built on handling of a motive from the subject, as indicated with brackets.
Online Resources

Head to dezrann.net for a full version of this Bach fugue, complete with on-score annotations and an aligned audio recording of a real performance. You can even choose between using this friendly version in modern notation with the fugal voices on separate staves, or following along with Bach’s manuscript.

Assignments
1. In the Bach C minor fugue shown above, the answer is “tonal.” Given what has been said about tonal answers in this chapter, try explaining how the subject and answer differ, and why.
2. Pick another fugue, identify how many “voices” there are, and locate each voice’s entry and the end of the exposition.
3. Try writing your own answers and countersubjects. The template file below provides the subjects for all 48 fugues in both books of the Well-Tempered Clavier. An empty second staff is provided for your practice. (Note that the last note in many of the fugue subjects is given without a stem to indicate the pitch without specifying the duration rhythm.) If you know some of these fugues well, you may want to work on ones you’re less familiar with.
4. Once you are feeling confident with writing answers and countersubjects, try writing up a full exposition. Again, you may wish to work on fugues you’re less familiar with.

For 3 and 4, you may wish to compare your solutions to Bach’s. Note that Bach’s solutions are not the only possible ones, so don’t expect to come up with exactly the same music. Note too that not every fugue has a regular invertible countersubject. Here are direct downloads in .mscz and .pdf formats.