III. Form

The Phrase, Archetypes, and Unique Forms

John Peterson

Key Takeaways

This chapter introduces the phrase, the sentence, the period, the repeated phrase, compound forms, and unique phrase-level forms.

  • A is a relatively complete thought that exhibits trajectory toward a goal. In tonal classical musical, that goal is almost always one of the traditional cadence types, but in other kinds of music, that goal may be something else.
    • A is a special kind of phrase that contains a and a .
  • Sometimes phrases are combined to form larger forms. Two such combinations of phrases are:
    • The : a phrase-level form consisting of an and a
    • The : two phrases where the second is a written-out repeat of the first.
  • Sometimes two sentences are arranged in an antecedent-consequent relationship to create a .
  • Although the forms discussed in this chapter are all quite common, it’s equally common for a composer to write a unique phrase-level form that isn’t in dialogue with the ones discussed here.

Chapter Playlist

The Phrase

The first phrase in Schubert's "Du bist die Ruh" is divided in two halves.
EXAMPLE 1. A segmentation analysis of a phrase of common length in Schubert, “Du bist die Ruh” (0:21–0:32).
A segmentation analysis of Fanny Hensel's "Abendbild." It shows that a phrase need not be evenly divided into two halves.
EXAMPLE 2. A segmentation analysis of a phrase of unique length in Fanny Hensel, “Abendbild” (0:00–0:40).

A is a relatively complete thought that exhibits trajectory toward a goal, arriving at a sense of closure. In tonal classical music, the goal of a phrase is almost always one of the kinds of cadences described in the prior chapter (, , and ). In other kinds of music, such as post-tonal music or popular music, however, closure may be signalled by other kinds of devices.

A phrase can be any length, but phrases of 4, 8, or 16 measures are particularly common. Example 1 shows a segmentation analysis for a phrase of 4 measures (a common length), while Example 2 shows a segmentation analysis for a phrase of 13 measures (an unusual length).

Phrases can be comprised of either or both subphrases and ideas. The diagrams in Example 3 depict both of these scenarios.
When we diagram phrases we follow two general principles:

  1. Square brackets are used for ideas and subphrases (essentially anything that doesn’t have to end with a cadence)
  2. Arcs are used for anything at the phrase level or above (essentially anything that must end with a cadence).[1]
Two phrase diagrams are shown. The first one shows a phrase that is divided into two ideas. The second shows a phrase that is divided into two subphrases. Each of those subphrases is divided into two ideas.
Example 3. A phrase divided into (a) ideas only and (b) subphrases and ideas.

Because closure is so important for phrase identification, it’s crucial to correctly identify cadences. Not every pause or V–I motion is a cadence! Example 4 discusses a passage with multiple locations someone might mistakenly label as cadences.

EXAMPLE 4. A passage with multiple locations someone might mistakenly label as cadences in Haydn’s Piano Trio in F Major, Hob. XV:6, I (0:00–0:24).

 

Two Categories: Archetypes vs. Unique Forms

Below we’ll explore two main ways that phrase-level forms might be organized:

  1. They might play with what we’ll call an . These are special ways of organizing phrases, and you’ll read about two kinds: and .
  2. They might not relate to an archetype at all, in which case we’ll say they’re unique forms, meaning that they are not organized as sentences or periods.

Note that we don’t mean to imply that archetypes are more common than unique forms. Phrase-level forms belonging to both categories appear frequently in common-practice music. We also should note that these categories might best be viewed as two ends of a spectrum (Example 5) in which a phrase-level form might best be understood as “closer” to an archetype or “closer” to being unique, but where it doesn’t clearly belong to either category.

A double-headed arrow. At one end if the term "unique forms" at the other end is the term "archetypes"

Example 5. A spectrum of phrase-level formal categories.

Archetype 1: The Sentence (A Special Kind of Phrase)

The Basics

Analysis of Louise Farrenc, Cello Sonata, Movement 2 as a sentence. A diagram is also given.
EXAMPLE 6. A sentence at the beginning of Louise Farrenc, Cello Sonata, II (0:00–0:28).

Example 6 shows one common way to construct a phrase called a . Sentences consist of two subphrases: the and the . The presentation is often four measures long, and it consists of a and its repetition. The continuation is often the same length as the presentation, creating a sense of proportional balance. It’s characterized by four traits that are discussed below.

Several diagrams are given that show a variety of sentence lengths: 16 measures, 8 measures, and 4 measures. Each divides in half, and those halves themselves divide in half.
EXAMPLE 7. Common sentence lengths.
A diagram of a hypothetical sentence in which the continuation is longer than the presentation.
EXAMPLE 8. A hypothetical sentence with a continuation that’s longer than the presentation.

Although it’s common for the presentation and continuation to be the same length (several common lengths are shown in Example 7), just as often the continuation is longer than the presentation (Example 8). It’s not common for the continuation to be shorter than the presentation.

More Detail: The Presentation

The presentation is a subphrase comprised of a basic idea (b.i.) and its repetition (as in the first half of Example 6).

Basic ideas are often two measures long, but one-measure or four-measure basic ideas also occur with some frequency.

The repetition of the basic idea is often varied, which can sometimes make it challenging to determine whether one is dealing with repetition or with a completely different idea. One of the characteristics that usually helps clarify is contour: if the two ideas share the same contour, often we hear the second as a varied repetition of the first. If the two ideas have different contours, then we usually say the second idea contrasts with the first, something that will return in our discussion of the period later in this Chapter.

Some common transformations of the basic idea are:

  • Rhythmic or melodic embellishment
  • Transposition
  • Change of harmonization
  • Change of interval quality or size (or both)
  • Presentations typically begin on the tonic harmony, and they may do one of several things:
  • Prolong tonic via a progression such as [latex]\mathrm{I–V–V–I}[/latex] or [latex]\mathrm{I–ii^4_2–V^6_5–I}[/latex]
  • Move from tonic to dominant: [latex]\mathrm{I––V––}[/latex]
  • Move from tonic to a non-dominant harmony, most often a strong pre-dominant such as ii(6)

More Detail: The Continuation

The is a subphrase that typically feels less stable than the presentation.

It’s characterized by four traits:

  • : making unit sizes shorter than the previously established unit sizes (e.g. if the are each two measures, fragments may be one measure long)
    • Note that fragmentation refers only to the length of the units. It does not refer to their melodic content, which may or may not be related to the basic ideas
  • Increased rhythmic activity: the use of faster durations than in previous units.
  • : units are repeated and transposed (see this chapter for a full discussion of sequences)
  • Increased : the rate at which chord changes occur increases (for example, if the basic ideas are each two measures long and each is harmonized with a single chord, the continuation might contain chord changes every measure).

The more of these traits that are present, the more clear the continuation subphrase will be, but very often only some of these traits are present. Perhaps the most obvious trait of continuation is fragmentation. Even if none of the other traits are present, fragmentation usually signals continuation.

An analysis of Beethoven's Polonaise for Military Band showing a 4 measure sentence where the continuation doesn't have fragmentation.
EXAMPLE 9. A sentence without fragmentation in Beethoven, Polonaise for Military Band (0:00–0:06).
A sentence whose continuation doesn't exhibit fragmentation in Beethoven's Piano Sonata opus 7 movement 2
EXAMPLE 10. A sentence whose continuation doesn’t exhibit fragmentation in Beethoven, Piano Sonata No. 4, Op. 7, II (0:00–0:45).

Continuations may therefore take one of two typical forms:

  • Example 6 above showed a typical continuation with fragmentation.
  • Examples 7 and 8 shows a continuation without fragmentation.
    • In Example 9, the continuation doesn’t divide into a smaller idea level.
    • The term “” (u.) is used in Example 10 to denote a grouping that simply expresses the traits of the next higher grouping to which it belongs. Here, unit would mean that the two-measure idea expresses continuation (perhaps through increased harmonic rhythm, for example).

Since continuations are unstable at their beginnings, it’s hard to generalize about how they might begin harmonically. In terms of their endings, however, continuations always drive toward a cadence, and in classical music that cadence can be any of the three common kinds (, , or ).

Summary: The Archetypal Sentence and its Variants

Sentences come in many forms: the clearest, most obvious sentences are closer to the an idealized archetype, and phrases that are less clear may be highly varied while still exhibiting some traits of the sentence (we call such phrases ). The archetypal sentence consists of:

  • 4 or 8 measures
  • A presentation
  • A continuation whose length balances that of the presentation
  • Fragmentation in the continuation

To be clear, many sentences do not have all of these traits. At a minimum, to be sentential, a phrase needs a presentation and a continuation.

Archetype 2: The Period (A Combination of Two Phrases)

The Basics

An analysis of a period in Mozart's Clarinet Concerto, Third Movement
EXAMPLE 11. A period in Mozart’s Clarinet Concerto, III (0:00–0:11).

In addition to the sentence, another common phrase-level form is the (Example 11). Unlike the , which is a single phrase, the period is comprised of two phrases:

  • The first phrase is called the .
    • It’s composed of a followed by a .
    • It ends with a weaker cadence, most often a half cadence (HC).
    • It’s often four measures long.
  • The second phrase is called the .
    • Like the antecedent, it’s also comprised of a basic idea and a contrasting idea, but see below for more information about the relationship between the antecedent and consequent.
    • The consequent ends with a stronger cadence than the antecedent, most often a perfect authentic cadence (PAC).
    • It’s often the same length as the antecedent, creating a sense of proportional balance, but it’s just as common for the consequent to be longer than the antecedent. (It’s rare for it to be shorter.)

More Detail: The Antecedent

Antecedents are sometimes characterized as “asking a question” to which the consequent “provides the answer.” Another way to think of it is that the antecedent makes an incomplete statement and the consequent completes it. Both of these descriptions stem from the fact that the antecedent always ends with a weaker cadence than the consequent.

Antecedents typically start on tonic harmony, and they most often end on a half cadence. While it’s certainly possible for the antecedent to modulate, it’s more common for the antecedent to be entirely in the tonic key.

More Detail: The Consequent

Like the antecedent, the consequent is also comprised of a basic idea and a contrasting idea. Most consequents begin with a basic idea that is similar or identical to the antecedent’s basic idea, but it’s possible for the consequent to begin with a basic idea that’s different from the antecedent’s.[2] If you come across such a situation, it might be useful to label the antecedent’s basic idea as “b.i.1” and the consequent’s as “b.i.2.”

The consequent’s contrasting idea is almost always different from the antecedent’s due to the fact that it must end with a stronger cadence than the antecedent. The degree of difference varies widely: sometimes the consequent’s c.i. begins like the antecedent’s and only changes near the very end; other times, the c.i. is entirely different.

Consequents most often begin on tonic harmony and end with a PAC.

Periods may either stay in a single key or modulate (i.e. change keys). If the period modulates, the change of key usually happens during the consequent.

The Repeated Phrase (Another Way to Combine Two Phrases)

Another relatively common phrase-level form—one that sometimes gets confused with the —is the , which consists of a phrase followed by a written-out repeat (Example 12).

Analysis of the first two phrases of Schubert's "Du bist die Ruh" as a repeated phrase.
EXAMPLE 12. A repeated phrase in Schubert’s “Du bist die Ruh” (0:22–0:44).

While it wouldn’t be wrong to call a phrase between two repeat signs a “repeated phrase,” we don’t usually do that because a phrase between repeat signs doesn’t add measures to a piece, whereas a phrase that is written out a second time does. We reserve the term “repeated phrase” for those situations where additional measures have been added because the phrase has been written out a second time. The repetition is often varied (for example, the melody may be embellished during the repeat), which explains why a composer may choose to write out the phrase a second time. The first phrase can end with any kind of cadence, and of course, the second phrase must end with the same kind of cadence as the first phrase.

Be careful not to confuse the repeated phrase with the period: the main difference between them is their cadence pattern. In a repeated phrase, the second phrase must end with exactly the same kind of cadence as the first phrase. In a period, the consequent (the second phrase) ends with a stronger cadence than the antecedent (the first phrase). In other words, the two phrases end with different cadences.

Compound Phrase-level Forms (Combining Archetypes)

An analysis of Christian Petzold's Minuet in G as a compound period. The first 8 measures (the antecedent) are a sentence and the second 8 measures (the consequent) are also a sentence.
EXAMPLE 13. A compound period in Christian Petzold’s Minuet in G Major (0:00–0:25).

Since the is a single phrase, and since the is comprised of two phrases, it’s possible for a period to be made of two sentences as in Example 13. When one form contains another kind of form this way, we call the result a .

An analysis of the first phrase in Hensel's "Abendlied" as a unique phrase-level form.
EXAMPLE 14. A unique phrase-level form in Fanny Hensel’s “Abendbild” (0:00–0:40).

How is Example 13 like a period? The first phrase (the antecedent) ends with a half cadence, and the second phrase (the consequent) ends with a stronger cadence, a perfect authentic cadence. This weak-to-strong cadence pattern makes this example retain that sense of “question and answer” or “incomplete thought to completed thought” that is so characteristic of the period.

How does Example 13 use sentences? The antecedent and the consequent are each a sentence, and the first 4 measures of each phrase are the presentation, and the last 4 measures of each phrase are the consequent.

Unique Phrase-level Forms

The phrase-level forms we’ve looked at in this chapter are all quite common, but just as common are phrases that are unique—that aren’t in dialogue with these archetypes in any obvious way.

When we analyze such passages, we can still perform a segmentation analysis. We can choose to apply labels flexibly, but we can also feel free to abandon labels where they don’t seem to support our interpretation. In Example 2 we showed a segmentation analysis of a phrase of unique length, and we now show how one might apply select labels to those segments in Example 14.

Assignments
  1. Analyzing sentences (.pdf, .docx). Asks students to compare excerpts to the archetypal sentence, provide form diagrams, and optionally, provide harmonic analysis for any given excerpt.
  2. Analyzing archetypes and unique forms (.pdf, .docx). Asks students to identify excerpts that are archetypes (periods, sentences, compond periods) or unique forms, and to diagram those that are archetypes. Optionally, students can harmonically analyze the excerpts.
  3. Composing melody-only sentences (.pdf, .mscx). Students compose four-measure sentences from a given basic idea (melody only).
  4. Composing fully realized sentences (.pdf, .mscx). Students select from a bank of basic ideas to compose an 8-measure sentence with full texture (accompaniment and melody).

Media Attributions


  1. See the discussion of formal hierarchy in Phrase-level Forms 1 for a reminder of what is above the phrase level.
  2. Some analysts use the term "parallel period" to describe a period in which the consequent begins the same way as the antecedent, and "contrasting period" to describe a period in which the consequent begins differently than the antecedent. Since contrasting periods are so rare, however, we (the authors) don't typically bother to say "parallel period." Instead we just say "period." The rare times when we do come across a contrasting period, we do specify contrasting.

License

Icon for the Creative Commons Attribution-ShareAlike 4.0 International License

OPEN MUSIC THEORY by John Peterson is licensed under a Creative Commons Attribution-ShareAlike 4.0 International License, except where otherwise noted.

Share This Book